Securities America Medical Capital Settlement

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Securities America to pay another $1 million to Medical …

https://www.investmentnews.com/securities-america-to-pay-another-1-million-to-medical-capital-holdings-investors-in-massachusetts-70769

Almost six years after reaching a settlement with the Massachusetts Securities Division, Securities America Inc. will make a final payment of $1 million to investors, many of them seniors,...

Nagengast: MedCap class action settlement would 'wipe …

https://www.investmentnews.com/nagengast-medcap-class-action-settlement-would-wipe-out-banks-claims-against-securities-america-36572

From 2003 to 2008, dozens of independent broker-dealers sold notes of Medical Capital, which raised $2.2 billion. Securities America sold about $700 million. …

Ameriprise to Sell Securities America As it Finalizes Securities ...

https://www.investorlawyers.com/blog/ameriprise-to-sell-securities/

Investors sustained about $400 million in losses after taking part in Medical Capital Holdings-sponsored debt sales and shale gas investments with Provident …

Securities America settles with state in conditional …

https://www.investmentnews.com/securities-america-settles-with-state-in-conditional-resolution-of-reg-d-mess-36602

The settlement is, in part, conditional. Securities America could be on the hook for up to another $2.2 million if a class action settlement before a federal judge in …

Court ruling goes against Securities America

https://www.investmentnews.com/court-ruling-goes-against-securities-america-35082

Late Friday afternoon, a federal judge in Dallas failed to approve a $21 million class action settlement between Securities America Inc. and clients suing the firm over …

Medical Capital Holdings Class Action Lawsuit - Gibbs …

https://www.classlawgroup.com/medical-capital-lawsuit/

The lawsuit names as defendants Cullum & Burks Securities, Inc., Securities America, Inc., Ameriprise Financial, Inc., and CapWest Securities, Inc., who offered and sold the …

Ameriprise Settles Medical Capital / Provident Class Action?

https://whitesecuritieslaw.com/ameriprise-settles-medical-capital-provident-class-action/

In its annual report earlier this week, Ameriprise said Securities America clients were facing almost $400 million in losses from the Medical Capital and Provident …

Securities America, investors OK settlement: Sources

https://www.investmentnews.com/securities-america-investors-ok-settlement-sources-35605

Sources with knowledge of the confidential settlement, which includes Ameriprise Financial Inc., the parent company of the beleaguered broker-dealer, have …

Securities America

https://www.securitiesamerica.com/

A PREMIER PRESENCE Strength and scale with Advisor Group Securities America is part of Advisor Group, one of the largest networks of independent wealth management firms …

Securities America Said to Reach $180 Million Settlement

https://archive.nytimes.com/dealbook.nytimes.com/2011/04/12/securities-america-is-said-to-reach-settlement/

Securities America has reached a settlement with hundreds of former clients, a deal that will require it and its parent, Ameriprise Financial, to pay approximately …

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